Important disclosures to distinguish are that your firm is a Registered Investment Adviser and you are the Investment Adviser Representative.
If an Investment Adviser Representative is also a registered representative of a Broker-Dealer you should have the advisor check with the Broker-Dealer for disclosures they require.
Breachway Investments, LLC is a Registered Investment Adviser. Advisory services are only offered to clients or prospective clients where Breachway Investments, LLC and its representatives are properly licensed or exempt from licensure. This website is solely for informational purposes. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. No advice may be rendered by Breachway Investments, LLC unless a client service agreement is in place.
Breachway Investments, LLC is a Registered Investment Adviser. This brochure is solely for informational purposes. Advisory services are only offered to clients or prospective clients where Breachway Investments, LLC and its representatives are properly licensed or exempt from licensure. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. No advice may be rendered by Breachway Investments, LLC unless a client service agreement is in place.
(If the firm is only using firm name and address no additional disclosures are required. If they refer to themselves as being registered, the following should be suggested)
Breachway Investments, LLC is a Registered Investment Adviser. Advisory services are only offered to clients or prospective clients where Breachway Investments, LLC and its representatives are properly licensed or exempt from licensure. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. No advice may be rendered by Breachway Investments, LLC unless a client service agreement is in place.
Breachway Investments, LLC, a Registered Investment Adviser
[Investment Adviser Representative’s Name], and title such as Managing Principal, CEO, President Investment Adviser Representative
Please consult the Department of Insurance as many states require that if mentioning that you are licensed to sell insurance, your license number must also be indicated. If registered with a Broker-Dealer, check with their compliance officer to learn more about their required disclosures.
Services offered through Breachway Investments, LLC, a Registered Investment Adviser. This message and any attachments contain information which may be confidential and/or privileged and is intended for use only by the addressee(s) named on this transmission. If you are not the intended recipient, or the employee or agent responsible for delivering the message to the intended recipient, you are notified that any review, copying, distribution or use of this transmission is strictly prohibited. If you have received this transmission in error, please (i) notify the sender immediately by e-mail or by telephone and (ii) destroy all copies of this message. If you do not wish to receive marketing emails from this sender, please send an email to ______.
Please note that trading instructions through email, fax or voicemail will not be taken.
Radio Talk Show:
The opinions expressed in this program are for general informational purposes only and are not intended to provide specific advice or recommendations for any individual or on any specific security. It is only intended to provide education about the financial industry. To determine which investments may be appropriate for you, consult your financial advisor prior to investing. Any past performance discussed during this program is no guarantee of future results. Any indices referenced for comparison are unmanaged and cannot be invested into directly. As always please remember investing involves risk and possible loss of principal capital; please seek advice from a licensed professional.
Breachway Investments, LLC is a registered investment adviser. Advisory services are only offered to clients or prospective clients where Breachway Investments, LLC and its representatives are properly licensed or exempt from licensure. No advice may be rendered by Breachway Investments, LLC unless a client service agreement is in place.
Use of Hyperlinks:
Breachway Investments, LLC provides links for your convenience to websites produced by other providers or industry related material. Accessing websites through links directs you away from our website. Breachway Investments, LLC is not responsible for errors or omissions in the material on third party websites, and does not necessarily approve of or endorse the information provided. Users who gain access to third party websites may be subject to the copyright and other restrictions on use imposed by those providers and assume responsibility and risk from use of those websites.
To ensure the firm’s disclaimer is seen by visitors, please include the following in a Wall Post. Please also utilize the ‘Pin to Top’ feature so that this disclaimer is always the first post displayed on the firm’s page.
Breachway Investments, LLC is a Registered Investment Adviser. This platform is solely for informational purposes. Advisory services are only offered to clients or prospective clients where Breachway Investments, LLC and its representatives are properly licensed or exempt from licensure. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. No advice may be rendered by Breachway Investments, LLC unless a client service agreement is in place.
“Likes” are not intended to be endorsements of our firm, our advisors or our services. Please be aware that while we monitor comments and “likes” left on this page, we do not endorse or necessarily share the same opinions expressed by site users. While we appreciate your comments and feedback please be aware that any form of testimony from current or past clients about their experience with our firm is strictly forbidden under current securities laws. Please honor our request to limit your posts to industry-related educational information and comments.
Third-party rankings and recognitions are no guarantee of future investment success and do not ensure that a client or prospective client will experience a higher level of performance or results. These ratings should not be construed as an endorsement of the advisor by any client nor are they representative of any one client's evaluation.
Please use the following disclosure in the “About Me” section of your account profile to link back to the firm’s main website and Disclosure page:
For advisory services, please visit our website www.URL.com. For disclosure information please visit www.YOUR-DISCLOSURE-PAGE.com.
Please disable endorsements. The directions to do so are as follows:
• Click on Edit Profile • Scroll to the “Skills & Endorsements” section and click on a skill that is listed • Under “Skills and Endorsements Settings” Select the “No” radio button next to “I want to be endorsed” • Click “Save”
Blogs (disabled site-user posts):
The commentary on this website reflects the personal opinions, viewpoints and analyses of the Breachway Investments, LLC employees providing such comments, and should not be regarded as a description of advisory services provided by Breachway Investments, LLC or performance returns of any Breachway Investments, LLC Investments client. The views reflected in the commentary are subject to change at any time without notice. Nothing on this website constitutes investment advice, performance data or any recommendation that any particular security, portfolio of securities, transaction or investment strategy is suitable for any specific person. Any mention of a particular security and related performance data is not a recommendation to buy or sell that security. Breachway Investments, LLC manages its clients’ accounts using a variety of investment techniques and strategies, which are not necessarily discussed in the commentary. Investments in securities involve the risk of loss. Past performance is no guarantee of future results.
General website disclosure:
Confidentiality of Personal Information
This site is not targeted towards children under the age of 18, nor does this site knowingly collect personal information about children.
This site does not make any warranties or representations, express or implied, about the information provided on or accessed through our site. In particular it does not warrant or represent that the information is accurate, up-to-date, comprehensive, verified or complete. Our site does not accept liability for any error, omission or delay in the information or for any reliance placed by any person on the information. Our site shall not be liable for any claims or losses of any nature, arising indirectly or directly from use of the information on or accessed through the Site. You acknowledge that the information is not provided as the basis of any professional advice or for transactional use. Breachway Investments, LLC shall not be responsible or liable for any investment decisions or trading or any other actions taken by you or by third parties based on information contained in this site without an advisory agreement in place.
If you have any questions about this privacy statement, or the practices of this site, please contact us at EMAIL ADDRESS
Ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum Stet clita kasd gubergren no sea takimata.
Monthly Insight and Perspective
Our “flagship” monthly commentary covering timely economic and financial market issues across the globe. We take on tactical and strategic elements of the market with pointed commentary and descriptive charts and graphs.
Quarterly Market Digest
Our quarterly commentary reviews key economic and financial market occurrences during the quarter and provides a look at what to expect in the quarters ahead. The report also includes a comprehensive list of asset class and market segment returns that cover index performance across the globe.
Quarterly Market Guidebook
We publish a unique chartbook that illustrates asset price activity, monetary policy trends, asset allocation and diversification benefits, economic numbers and charts, performance data, commodity market perspectives, and much more. It is a great one-stop resource to inform and enhance your conversations with clients.