West Hartford, CT · Charlestown, RI

Clarity. Independence. Integrity.

We are a fee-only, fiduciary wealth management firm. Every recommendation we make is built around your goals — not our incentives. No commissions. No conflicts. Just expert guidance that answers to you alone.

39+
Years Combined Experience
$0
Earned in Commissions
100%
Fee-Only & Fiduciary
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A Different Standard of Advice

Built for your benefit. Structured to prove it.

Most financial advisors are affiliated with a bank, brokerage, or insurance company. Too often, they are quietly expected to favor the products most profitable for those parent firms. Breachway Investments is built differently at its very foundation. We believe your wealth should work exclusively for your future, not to meet a corporate sales quota.

We are an independent, fee-only Registered Investment Adviser operating under the fiduciary standard. This is the highest duty of care in financial services. We are compensated directly by our clients and only our clients. Not by commissions, not by referral fees, not by hidden product incentives.

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Fiduciary Focus + Long Term Growth
Clients First, Always
Our clients demand truly unbiased advice from a firm focused entirely on their specific goals, timelines, and family needs. We deliver exactly that.
Zero Conflicts of Interest
We receive absolutely no commissions, no fee splits, and no financial incentives from any third-party provider. Our only incentive is your financial success.
Fees, Not Commissions
We work exactly like a doctor or attorney, paid directly by you for our expertise. Our fee structure is simple, transparent, and disclosed upfront.
Tailored to Your Life
Every client scenario is unique. We take the necessary time to ensure that your specific circumstances and comfort levels act as the foundation of every recommendation we make.

Comprehensive Wealth Management Solutions

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From long-range financial planning to active portfolio management, our core services are intentionally structured to work together as a single, cohesive strategy for your wealth.

Financial Planning
A dynamic, end-to-end plan designed to move your most important goals from the drawing board into reality, adapting to your life as it evolves over time.
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Investment Management
A custom-designed portfolio built entirely around your income needs, timeline, and risk tolerance, monitored with a disciplined quarterly review process.
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Retirement Plan Consulting
Expert, unbiased guidance for business retirement plans. We help business owners provide meaningful employee benefits while managing strict fiduciary responsibilities.
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Automated Investing

Smart, low-cost investing meets professional philosophy.

Looking for a streamlined, accessible way to start growing your wealth? BreachwayGO! is our automated digital investing platform. It pairs the sophisticated algorithmic technology of a robo-advisor with the trusted investment philosophy of Breachway Investments. It is the perfect solution for newer investors, younger professionals, or anyone looking for a hands-off, automated approach to building their financial future.

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The Fiduciary Standard

Why "fiduciary" is the most important word in financial services.

The fiduciary standard requires us, legally and ethically, to act in your best interest at all times. It is a significantly higher bar than the standard suitability rules most brokers are held to. When you choose to work with Breachway Investments, you are choosing an advisor whose entire structure, compensation, and legal duty are aligned with your goals. We succeed only when you succeed.

Learn About Our Approach
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  • We are a Registered Investment Adviser (RIA) regulated by the SEC and state authorities.
  • We are compensated solely by client fees, never by commissions or product incentives.
  • We are required to explicitly disclose any and all potential conflicts of interest.
  • We utilize Schwab Institutional as our primary custodian, ensuring your assets are never held directly by us.
  • We maintain rigorous credentials, including CFP® and CPM®, that demand ongoing ethical obligations.
Our Professional Affiliations & Custodians
Charles Schwab
NAPFA
CFP Board
Columbia ACPM
FINRA BrokerCheck

The right conversation starts with a complimentary one.

We offer a no-obligation "Get Acquainted" meeting to walk you through our services, answer your questions, and determine if we are the right fit for your long-term goals.

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